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ETFs 101

A newer cousin of the mutual fund that trades on exchanges. Lower fees, intra-day pricing, and tax efficiency.

An Exchange-Traded Fund is a basket of securities packaged as a single security that trades on an exchange — just like a stock.

How ETFs differ from mutual funds

  • Intra-day trading. ETFs price continuously while markets are open. Mutual funds price once at 4 PM ET.
  • Lower expenses. Most large ETFs charge 0.05–0.20% — much less than active mutual funds.
  • Tax efficiency. The ETF structure rarely generates capital-gains distributions, even when the underlying portfolio turns over.
  • Trading flexibility. You can short, set stop orders, or buy on margin.

Popular ETFs to know

  • SPY — Tracks the S&P 500. Effectively the US large-cap market in one ticker.
  • QQQ — Tracks the Nasdaq 100. Heavy on tech.
  • DIA — Tracks the Dow Jones Industrial Average.
  • IWM — Tracks the Russell 2000 (small-cap).
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